-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UQjUyF9lVP5PmhKcecAYsXhhXFeFN00XuSOKfYde8MWTHlTdJnvrw46ywUl4vhBv d8Juc2t3TNJJyaRI6Jp3+A== 0000315123-00-000008.txt : 20000215 0000315123-00-000008.hdr.sgml : 20000215 ACCESSION NUMBER: 0000315123-00-000008 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PEAK INTERNATIONAL LTD CENTRAL INDEX KEY: 0001036081 STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS PRODUCTS, NEC [3089] IRS NUMBER: 000000000 STATE OF INCORPORATION: D0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-52369 FILM NUMBER: 541694 BUSINESS ADDRESS: STREET 1: UNITS 4,5 & 7 37TH FL WHARF CABLE TOWER STREET 2: 9 HOI SHING RD CITY: TSUEN WAN STATE: K3 ZIP: 00000 BUSINESS PHONE: 8522405100 MAIL ADDRESS: STREET 1: PEAK PLASTICS INC 211 KRAMER LANE CITY: AUSTIN STATE: TX ZIP: 78758 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ROCKEFELLER & CO INC /ADV CENTRAL INDEX KEY: 0000734259 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 133006584 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 30 ROCKEFELLER PLZ STREET 2: RM 5425 CITY: NEW YORK STATE: NY ZIP: 10112 BUSINESS PHONE: 2126495600 FORMER COMPANY: FORMER CONFORMED NAME: ROCKEFELLER & CO INC /ADV DATE OF NAME CHANGE: 19931230 SC 13G/A 1 SCHEDULE 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT of 1934 (AMENDMENT NO.1)* Peak International Limited (NAME OF ISSUER) Common Stock (TITLE OF CLASS OF SECURITIES) G69586108 (CUSIP NUMBER) December 31, 1999 (DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [ X] Rule 13d-1(c) [ ] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes) CUSIP NO. G69586108 13G 1 NAME OF REPORTING PERSON S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON L-R Managers, LLC. I.R.S. Identification No.: 13-3951008 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* Not applicable (a) | | (b) | X | 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware 5 SOLE VOTING POWER NUMBER OF 600,000 SHARES 6 SHARED VOTING POWER 0 BENEFICIALLY 7 SOLE DISPOSITIVE POWER OWNED BY 600,000 EACH REPORTING 8 SHARED DISPOSITIVE POWER 0 PERSON WITH 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,204,580 (See Item 8) 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* Not applicable. 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 8.9% 12 TYPE OF REPORTING PERSON* IA *SEE INSTRUCTION BEFORE FILLING OUT! Item 1(a). Name of Issuer: Peak International Limited Item 1(b). Address of Issuer's Principal Executive Offices: Units 4, 5 and 7, 37th Floor Wharf Cable Tower 9 Hoi Shing Road Tsuen Wan N.T., Hong Kong Item 2(a). Name of Person Filing: L-R Managers, LLC Item 2(b). Address of Principal Business Office: 30 Rockefeller Plaza, New York, New York 10112 Item 2(c). Citizenship: Delaware Item 2(d). Title of Class of Securities: Common Stock Item 2(e). CUSIP Number: G69586108 Item 3. If this statement is filed pursuant to Rules 13d- 1(b), or 13d-2(b), check whether the person filing is a: (a) Broker or Dealer registered under Section 15 of the Act, (b) Bank as defined in Section 3(a)(6) of the Act, (c) Insurance Company as defined in Section 3(a)(19) of the Act, (d) Investment Company registered under Section 8 of the Investment Company Act, (e) Investment Adviser registered under Section 203 of the Investment Advisers Act of 1940, (f) Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund; see 13d-(b)(1)(ii)(F), (g) Parent Holding Company, in accordance with Rule 13d-1(b)(ii)(G), (h) Group, in accordance with Rule 13d-1(b)(1)(ii)(H). Item 4. Ownership As of December 31, 1999: (a) Amount Beneficially Owned: 1,204,580 (b) Percent of Class: 8.9% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote 600,000, (ii) shared power to vote or to direct the vote 0, (iii) sole power to dispose or to direct the disposition of 600,000, (iv) shared power to dispose or to direct the disposition of 0. Item 5. Ownership of Five Percent or Less of a Class. Not Applicable. Item 6. Ownership of More than Five Percent on Behalf of Another Person. Not Applicable Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company. Not Applicable. Item 8. Identification and Classification of Members of the Group. L-R Managers, LLC and Rockefeller & Co., Inc. ("R&Co."), an Investment Adviser registered under Section 203 of the Investment Advisers Act of 1940, may be deemed to be acting as a Group with respect to Peak International Limited and therefore may be deemed to have beneficial ownership with respect to the Peak International Limited securities held by the other. J. Murray Logan, an affiliate of R&Co., is the investment manager of L-R Managers, LLC. (See separate filing of Rockefeller & Co., Inc. dated February 14, 2000.) Item 9. Notice of Dissolution of Group. Not Applicable. Item 10. Certification. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purpose or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 14, 2000 (Date) L-R Managers, LLC By: Rockefeller & Co., Inc., as General Manager By: (Signature) David A. Strawbridge, Vice President (Name/Title) -----END PRIVACY-ENHANCED MESSAGE-----